Privacy Notice
Our primary client goal is to protect your privacy.
Collection of Information
We gather private and non‐public personal information about you in order to provide you with our services. The information we collect starts with the information you provide on Web forms, questionnaires, and other forms and when you request services from us. We seek to collect and use only information that is necessary and appropriate for the needs of our service to you. Information we collect includes, but is not limited to your overall goals, investment needs and objectives, income, finances, employment, investments and other factors that properly relate to the comprehensive financial planning services made available through Sharp Wealth Management and the services we are directly providing. We may search public records for relevant information about you. Maintaining complete and accurate information on our customer’s records is important. If you become aware that we may have inaccurate information, please email us at:
Important Information for California Customers
In response to California law, Sharp Wealth Management treats all accounts for clients who are residents of California as if the client does not want to disclose private or non‐public personal information to nonaffiliated third parties except as permitted by applicable California law.
Disclosure Information
Sharp Wealth Management does not disclose private or non‐public personal information about our customers or former customers to anyone, except as required or permitted by law or as authorized by you in writing. We do not sell customer lists or any information about our customers. We may share information about you with companies and individuals who perform services on our behalf. Some examples would include the following:
- Sharing personal information with Tax Preparers for purposes of completing your requested tax preparation.
- Sharing information with our service providers who distribute legally required documents such as prospectuses, annual reports and proxy statements.
- Sharing information with our service providers who perform audits/reviews of our firm and business practices.
If you are a resident of California, we will not share your private or non‐public personal information with non‐affiliated companies and individuals who perform services on our behalf if you notify us that you do not wish us to share this information with such non‐affiliated companies and individuals. Before disclosing information to those who provide services to us, we require them to agree to keep any private or non‐public personal information about our customers confidential and to use it only for the purposes we have authorized. Sharp Wealth Management also limits the sharing of private or non‐public personal information for clients who are residents of California with our affiliates to comply with all California privacy laws that apply to Sharp Wealth Management. We may disclose information about you in response to a subpoena or other legal process and to protect against fraud.
Protecting Confidentiality of Customer Records
Sharp Wealth Management will internally safeguard your non‐public personal information by restricting access to only those employees who (1) provide our services; (2) provide information about products available through Sharp Wealth Management; and/ or (3) need access to your information to service your account. In addition, we maintain physical, electronic and procedural safeguards that meet the federal and/or state standard to guard your non‐public personal information.
Do You Need to Do Anything?
You do not need to take any action in response to this notice of our Privacy Policies and Procedures. Because we do not share your private or nonpublic personal information with nonaffiliated third parties other than as described above, you do not need to opt‐out or opt‐in. If, however, you want more information concerning our privacy policies and practices, please contact us at:
Email: [email protected]
Form ADV Part 2A Delivery
If you are a client of Sharp Wealth Management and would like to receive a current copy of our ADV Part 2A free of charge, please send a request to the email address shown above.